SOX Compliance Audit Services in Bangalore
Expert Sarbanes-Oxley compliance audit services for listed companies. Section 302 and 404 compliance, ITGC testing, process controls evaluation, and management certification support by experienced SOX audit professionals.
Best fit for
- SOX Readiness Assessment
- Complete SOX Compliance
- Enterprise SOX Program
What's included
Everything, done for you.
SOX Scoping & Risk Assessment
Comprehensive scoping of significant accounts, processes, and locations with risk-based approach to identify key controls and testing requirements.
Process Documentation & Flowcharts
Detailed documentation of business processes, control activities, and risk control matrices with professional flowcharts and narratives.
Control Design & Testing
Evaluation of control design effectiveness and comprehensive testing of operating effectiveness using statistical sampling and professional audit techniques.
ITGC Assessment & Testing
Complete IT General Controls assessment including access controls, change management, data backup, and system security with detailed testing procedures.
Deficiency Assessment & Remediation
Identification and classification of control deficiencies, material weaknesses assessment, and remediation support with corrective action plans.
Management Certification Support
Support for management certification process including Section 302 and 404 certifications, disclosure controls, and regulatory reporting requirements.
How it works
A clean, predictable process.
- 1
SOX Readiness Assessment (Week 1-2)
Comprehensive assessment of current state, gap analysis, scoping of significant accounts and processes, and development of compliance roadmap.
- 2
Documentation & Design Evaluation (Week 3-8)
Process documentation, control identification, risk assessment, design effectiveness evaluation, and ITGC assessment with detailed documentation.
- 3
Control Testing & Validation (Week 9-16)
Operating effectiveness testing of key controls, ITGC testing, sample selection, test execution, and evidence documentation with professional audit techniques.
- 4
Reporting & Certification (Week 17-20)
Deficiency assessment, management reporting, remediation support, and assistance with management certification and regulatory filings.
Transparent pricing
SOX Compliance Audit pricing
Fixed fees, no surprises. Final quote confirmed after a free 20-minute call.
Readiness Assessment
₹75,000/project
- Current state assessment
- Gap analysis
- Scoping recommendations
- Compliance roadmap
- Resource planning
- 4-6 week delivery
Complete SOX Compliance
₹2,50,000/annual
- Section 302 & 404 compliance
- Complete ITGC testing
- Process controls evaluation
- Deficiency remediation
- Management certification
- Quarterly reviews
- 16-20 week implementation
Enterprise SOX Program
₹5,00,000/annual
- Multi-entity program
- Advanced methodologies
- Integrated risk management
- Board-level reporting
- Continuous monitoring
- Dedicated team
- Ongoing support
FAQ
Questions, answered.
Related services
More from Internal Audit & Risk Advisory
Internal Audit
Comprehensive internal audit services providing independent assurance on risk management, control, and governance processes. Expert financial, operational, and compliance audits by qualified CAs and certified internal auditors.
Risk Assessment & Management
Comprehensive risk assessment and management services to identify, evaluate, and mitigate business risks. Expert risk consulting, risk registers, heat maps, and monitoring frameworks by qualified risk management professionals.
Process Audit & Optimization
Comprehensive business process audit and optimization services to identify inefficiencies, eliminate bottlenecks, and improve operational performance. Expert process analysis and improvement recommendations by experienced consultants.
Ready to get started with sox compliance audit?
Free 20-minute consultation with a senior Chartered Accountant. No pressure.